The effect of perioperative of dexamethasone on postoperative complications after pancreaticoduodenectomy (PANDEX): a study protocol for a pragmatic multicenter randomized controlled trial
Trials volume 24, Article number: 569 (2023)
Pancreaticoduodenectomy (PD) nowadays serves as a standard treatment for patients with disorders of the pancreas, intestine, and bile duct. Although the mortality rate of patients undergoing PD has decreased significantly, postoperative complication rates remain high. Dexamethasone, a synthetic glucocorticoid with potent anti-inflammatory and metabolic effects, has been proven to have a favorable effect on certain complications. However, the role it plays in post-pancreatectomy patients has not been systematically evaluated. The aim of this study is to assess the effect of dexamethasone on postoperative complications after PD.
The PANDEX trial is an investigator-initiated, multicentric, prospective, randomized, double-blinded, placebo-control, pragmatic study. The trial is designed to enroll 300 patients who are going to receive elective PD. Patients will be randomized to receive 0.2 mg/kg dexamethasone or saline placebo, administered as an intravenous bolus within 5 min after induction of anesthesia. The primary outcome is the Comprehensive Complication Index (CCI) score within 30 days after the operation. The secondary outcomes include postoperative major complications (Clavien-Dindo≥3), postoperative pancreatic fistula (POPF), post-pancreatectomy acute pancreatitis (PPAP), infection, and unexpected relaparotomy, as well as postoperative length of stay, 30-day mortality, and 90-day mortality.
The PANDEX trial is the first randomized controlled trial concerning the effect of dexamethasone on postoperative complications of patients undergoing PD, with the hypothesis that the intraoperative use of dexamethasone can reduce the incidence of postoperative complications and improve short-term outcomes after PD. The results of the present study will guide the perioperative use of dexamethasone and help improve the clinical management of post-pancreatectomy patients.
ClinicalTrials.gov NCT05567094. Registered on 30 September 30 2022
Pancreaticoduodenectomy (PD)—also known as a Whipple procedure—is a complex operation that is used to treat tumors and other disorders of the pancreas, intestine, and bile duct. After the demanding resection, pancreatic-enteric, biliary-enteric, and gastrojejunal anastomoses are required to complete digestive tract reconstruction. Pancreatic-enteric anastomosis has remained a true Achilles’ heel in this complex and technically demanding operation. Despite improvements in operative techniques and perioperative management, the incidence of postoperative complications after PD remains high [1,2,3]. The main postoperative complications include postoperative pancreatic fistula (POPF), post-pancreatectomy hemorrhage (PPH), and delayed gastric emptying (DGE).
In recent years, post-pancreatectomy acute pancreatitis (PPAP) has been recognized as an independent complication after pancreatic resections [4,5,6,7]. Major surgery induces both local and systemic inflammation. A series of events related to operative trauma, ranging from manipulation, mobilization, alteration of blood supply, and/or stasis of pancreatic juice, appear to play a fundamental role in the etiology of PPAP [4, 8, 9]. These pathophysiological events may trigger a series of cascading events causing acinar cell disruption, intracellular activation of proteolytic enzymes, pancreatic parenchymal edema, and peripancreatic inflammation, leading to local and/or systemic effects . Therefore, it is assumed that this inflammatory cascade of the remnant pancreas in the early postoperative reaction could be the possible mediator that triggers further downstream PD-related complications, particularly POPF and DGE [8, 11,12,13,14].
Dexamethasone is a synthetic glucocorticoid with potent anti-inflammatory and metabolic effects. In addition, a low dose of dexamethasone is frequently administered in the perioperative period, most commonly for prophylaxis of postoperative nausea and vomiting . The mechanism of dexamethasone is poorly understood, but it seems to be most effective when it is administered before the start of surgery, as it can also reduce surgery-induced inflammation . It is assumed that the antiemetic effect of dexamethasone is possibly related to its anti-inflammatory actions in the gastrointestinal tract.
Prolonged use of steroids such as dexamethasone can have dangerous side effects, including an increased risk of wound infection and anastomotic leak, which adversely affect recovery from gastrointestinal surgery. Although a single dose does not seem to be associated with these increased risks, it is reported that a single dose of dexamethasone was associated with hyperglycemia in surgical patients [17,18,19]. Though the DREAMS trial demonstrated that a single dose of 8 mg dexamethasone at induction of anesthesia could reduce nausea and vomiting rate after gastrointestinal surgery , concerns about the side effect among the surgical community might still be limiting its use during abdominal surgery. The PADDI trial confirmed that 8 mg dexamethasone was non-inferior to placebo with respect to the risk of surgical-site infection . But few pancreatic surgeries are included in this study. Because PD consists of three anastomoses, the failure of which could result in dreaded complications, perioperative administration of dexamethasone has not been widely implemented into clinical practice in the setting of PD surgery. Recently, the Finland RCT reported that perioperative hydrocortisone significantly reduced postoperative complications after PD in high-risk patients . In addition, PPAP is a series of early postoperative inflammatory reactions caused by the remnant pancreas. If the inflammation could be diminished, then the incidence of postoperative complications can be effectively reduced. Therefore, this study aims to assess the effect of dexamethasone on postoperative complications after PD.
The PANDEX trial is an investigator-initiated, multicentric, prospective, randomized, double-blinded, placebo-control, pragmatic study. The trial will be conducted in seven high-volume centers in China (>50 PDs per year). This study hypothesizes that the intraoperative use of dexamethasone can reduce the incidence of postoperative complications after PD. The flowchart of this study is shown in Fig. 1. This article adheres to the Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) statement [21, 22].
Patients who are going to receive elective PD in the participating centers will be reviewed for eligibility. A screening form will be used to exclude those who do not meet the following criteria. The inclusion criteria were as follows: (1) adult patients ≥18 years of age, (2) an indication for elective PD surgery, (3) patients understand the nature of this trial and are willing to comply, and (4) patients are able to provide written informed consent. The exclusion criteria were as follows: (1) current or recent (within preceding 1 month) systemic use of glucocorticoids; (2) distant metastases including peritoneal carcinomatosis, liver metastases, distant lymph node metastases, and involvement of other organs; (3) palliative surgery; (4) patients with high operative risk, as defined by the American Society of Anesthesiologists (ASA), with a score ≥ 4; (5) synchronous malignancy in other organs or second cancer requiring resection during the same procedure; (6) pregnancy; and (7) enrolled in other trials.
Participant enrollment and withdrawal
Eligible patients will be assessed and informed by the specific study coordinators at the in-patient department. Recruited patients will be informed further in detail and will sign a written informed consent prior to treatment initiation, which can be revoked at any time. The duration of the recruitment period is estimated to be an 18-month interval depending on the recruiting rate. No financial incentives will be provided to the trial investigators or patients for enrolment during the recruitment period. All the patients will be free to participate in this study and can decide to withdraw at any time. If a patient withdraws, his/her information will not be recorded in the study.
After enrollment, randomization and allocation will be done on the day of surgery. The randomization will be centralized in the Guancui EDC system. We applied a randomized block design with a block number of six in a 1:1 ratio. A data manager who is independent of the data analysis or patient enrolment will generate the randomization schedule at the beginning of this trial. After providing informed consent, patients who are consistent with the inclusion and exclusion criteria will be randomly assigned to the treatment group or the control group. The randomization schedule will not be available to study recruiters or physicians. The allocation is only available for the independent data manager and the specific study coordinators in the Guancui EDC system. Specifically, when appropriate patients are enrolled, the researcher will inform the data manager, and then the random number and exact treatment group will be returned simultaneously.
The patients, surgeons, anesthetists, data collectors, and outcome assessors are all blinded. Only the data manager and the specific study coordinator are unblinded to the group allocation. Unblinding by the investigator for a given patient will occur only if the knowledge of treatment assignment will materially change the planned management of a medical emergency. Investigators will have direct access to a given patient’s individual study treatment and the decision to unblind a patient’s treatment assignment in an emergency situation resides with the investigator; however, the investigator should attempt to contact the medical monitor or appropriate study personnel to discuss options before unblinding the patient’s treatment assignment unless the urgency of the medical situation precludes this.
Patients will be randomized to receive 0.2 mg/kg dexamethasone or saline placebo, administered as an intravenous bolus within 5 min after induction of anesthesia. All other aspects of perioperative management will follow the regular protocols in our institution, as detailed in another trial protocol . Non-trial glucocorticoids were prohibited for up to 7 days after surgery.
Primary outcome measures
The primary endpoint is the Comprehensive Complication Index (CCI) score within 30 days after the operation. The CCI takes into account all cumulative complications and receives values between 0 and 100 (Table 1) . The CCI’s weight of complication (wC) is based on the established Clavien-Dindo classification . Detail calculation was presented below.
Secondary outcomes measures
The secondary endpoints are listed as follows:
The incidence of major complications (Clavien-Dindo≥3), 30 days
The incidence of postoperative pancreatic fistula (ISGPS classification), 30 days
The incidence of post-pancreatectomy acute pancreatitis (ISGPS classification), 30 days
The incidence of infection (including wound infection and intra-abdominal abscess), 30 days
The incidence of relaparotomy, 30 days
Postoperative length of stay
Mortality, 30 days
Mortality, 90 days
Tertiary outcomes measures
The tertiary endpoints are listed as follows:
Serum CRP value on POD1 and POD 2
Average blood glucose levels on POD 1 and POD 2
Lymphocyte and neutrophil levels on POD 1 and POD 2
Overall medical costs
Data collection and follow-up
All data will be collected after the patients provide informed consent. Patients will be followed according to normal postoperative routine in our institution. There is no extra outpatient clinic visit outside normal routine follow-up. All relevant factors will be recorded on a trial electronic case report form (eCRF). The schedule of enrolment, interventions, and assessments is shown in Table 2.
Data management and monitor
In this study, the Guancui EDC system will be used for data collection. Patient data will be documented by dedicated trial personnel and managed in the eCRF. Data will be entered through a dedicated WeChat applet or web browser input masks. All staff involved in the data collection process are to be qualified to access the research database. Data collection must be collected in accordance with standard specification processes. The system cannot automatically identify the data needed to enter through manual input by the data entry person. All study-related information and participant information will be stored securely at the study site with locked cabinets in areas with limited access. The database will be secured with a password-protected access system.
An independent Data and Safety Monitoring Committee (DSMC) will be appointed to evaluate the study safety parameters. The DSMC will exist of two independent statisticians and two independent surgeons. DSMC members will meet before trial initiation, 3 months after the inclusion of the first patient, thereafter every 6 months, and after the interim analysis. All adverse events will be recorded on the eCRF. If the DSMC identify safety issues, they will have the prerogative to request unblinded outcomes. The safety of this trial will be evaluated in standardized intervals by the appointed institutional ethics and DSMC, which will advise regarding the trial’s status. More specifically, 30-day mortality will be monitored independently in each arm, and if a safety threshold of 5% is reached at any given time, the trial will be withheld for further safety evaluation and potential decision for early termination.
Sample size calculation
The Finland RCT reported that perioperative hydrocortisone significantly reduced postoperative complications after PD in high-risk patients (18% vs. 41%; P < 0.05; Clavien-Dindo III-IV) . Based on the pancreatic transection line frozen samples, high-risk patients with >40% acini consisted of more than half of the cohort. Because 0.2 mg/kg dexamethasone has theoretically a similar anti-inflammatory effect to hydrocortisone, so we presume that the perioperative dexamethasone could reduce at least 30% of major complications in the whole PD cohort.
For the sample size calculation, a 30% reduction in the rate of overall complications was assumed with a power of 80% (β=0·2), and an α-error of 0.05. This yielded an estimated group size of 128 patients. Finally, the sample size of this study is based on the primary outcome — CCI. Because CCI is more sensitive and requires a smaller sample size compared to the Clavien-Dindo classification in RCT, 128 patients in each group are sufficient for the primary outcomes . Finally, the target recruitment of the PANDEX trial will be set at 300 to account for 20% dropout or deviation of the protocol. Thus, 150 patients are required in each group.
General analysis principle
Normality will be examined using the Shapiro-Wilk test. For normal distribution, continuous variables will be described as mean and standard deviation (SD) and compared using the t-test. For non-normal distribution, continuous variables will be described as medians and interquartile range (IQR) and compared using the Mann-Whitney test. test. Categorical variables will be expressed as frequencies and percentages and compared using chi-squared test or Fisher exact test when appropriate. We have no imputation plans for missing data. All statistical tests will be tested with two sides, P < 0.05 is considered to represent a statistically significant difference, with a CI of 95%. All analyses were performed using Stata (Stata Corporation, version 15, College Station, TX, USA).
All outcomes will be analyzed using modified intention-to-treat analyses, where all randomized patients who undergo scheduled pancreaticoduodenectomy were included in the analyses. Criteria to remove patients from analyses after randomization are as follows:
Scheduled pancreaticoduodenectomy was not performed (e.g., disseminated cancer, enucleation).
Total pancreatectomy was performed.
Additional hepatic resection.
Patient withdrew consent prior to surgery.
The primary outcome is a sum of all complications that are weighted for their severity, based on the Clavien-Dindo classification, the Comprehensive Complication Index (CCI). CCI score will be presented as mean ± SD and in case of skewed distributions as median and range. Values will be compared by the t-test or the Mann-Whitney test as appropriate.
Planned interim analyses will be performed by the DSMC at recruitment of 150 patients. Any recommendation to proceed with the trial or to abandon for either safety or futility reasons will be communicated with the principal investigators in the first instance. The DSMC is the final arbitrator as to the necessity for safety reporting to the regulatory authorities and/or individual sites.
Exploratory post-hoc subgroup analyses are considered to further explore the effects of dexamethasone on postoperative complications. For example, subgroup analyses can be stratified as follows:
Robotic pancreaticoduodenectomy vs. open pancreaticoduodenectomy
Patients with pancreatic duct adenocarcinoma vs. with other diseases
Soft pancreatic texture vs. hard pancreatic texture
Preoperative diabetes vs. no diabetes
With the development of surgical techniques, the high incidences of postoperative complications after PD become the greatest challenge for pancreatic surgeons [26, 27]. To date, few trials have reported satisfactory results. So, there is an urgent need to find effective management to reduce the morbidities after PD.
A single low-dose dexamethasone before the operation is a simple treatment for anesthetists but could make real changes in the postoperative course of PD patients. The anti-inflammatory effect of dexamethasone would mitigate PPAP and reduce the incidence of postoperative complications after PD. The PANDEX trial will test this hypothesis in a high-volume pancreatic center. The results might provide us with a potentially effective therapy for the routine practice of pancreatic surgery and alleviate the burden of postoperative complications in PD patients.
This trial was registered at ClinicalTrials. gov (NCT05567094) on September 30, 2022. Patient recruitment was initiated in September 2022 and is estimated to be completed by October 2023. At the time of submission this trial has recruited 120 patients. This article is based on the most recent version of the study protocol (version 2.1, May 2023). Any modifications of the protocol will be updated at ClinicalTrials. gov.
Availability of data and materials
Complete blood count
Comprehensive Complication Index
The Data and Safety Monitoring Committee
Electronic case report form
Electronic Data Capture
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The authors would like to express gratitude to Alan Wang from Shanghai Shumiao Health Cloud Company Limited for providing the dedicated electronic database of this trial and Prof. Jian Li from the clinical research center for valuable suggestion on trial design and statistical analyses.
Ruijin Hospital, Shanghai Jiao Tong University School of Medicine, Shanghai, China.
Role of sponsor
This is an investigator-initiated trial. The sponsor—Ruijin Hospital—played no part in study design; collection, management, analysis, and interpretation of data; writing of the report; and the decision to submit the report for publication[AK1] [AK1]CE: Please query PO how to present these data.
This trial is an investigator-initiated trial that is funded by the Ruijin Youth National Science Foundation Cultivation Fund (Grant number: KY2022668). The founder did not have any role in the design of the study and will not have any role in collection, analysis, and interpretation of data and in writing the manuscript.
Ethics approval and consent to participate
The PANDEX trial has been approved by the Ruijin Hospital and Shanghai JiaoTong University School of Medicine Ethics Committee (Reference number 2022-207) acting as the primary ethics committee for this trial. Secondary ethics committee approvals will be obtained for each trial site before patient recruitment starts. All eligible patients will sign an informed consent to participate in the trial prior to randomization. A copy of the consent form is available upon request.
Consent for publication
The results of this trial will be published in an international peer-reviewed medical journal. Both positive and negative results will be reported. The principal investigator is responsible for the preparation of the final report and therefore will have access to all available data. The manuscript would be approved by all the authors before publication. The full protocol, anonymized data, and the statistical code used for the analysis will be available from the corresponding author upon reasonable request.
The authors declare that they have no competing interests.
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Chen, H., Wang, Y., Wang, C. et al. The effect of perioperative of dexamethasone on postoperative complications after pancreaticoduodenectomy (PANDEX): a study protocol for a pragmatic multicenter randomized controlled trial. Trials 24, 569 (2023). https://doi.org/10.1186/s13063-023-07571-y
- Postoperative complications