- Study protocol
- Open Access
Effect of acupuncture and its influence on cerebral activity in patients with persistent asthma: study protocol for a randomized controlled clinical trial
Trials volume 21, Article number: 406 (2020)
Previous studies suggested that acupuncture was a promising adjunctive treatment for asthma. However, the underlying mechanism of acupuncture for asthma remains unclear. The aim of the present trial is to explore whether and how specific meridian acupuncture works in quality of life and symptomatic improvement by modulating brain function in patients with asthma.
This is a randomized controlled functional brain imaging trial currently being conducted in Sichuan, China. In total, 48 patients with mild to moderate persistent asthma will be recruited randomly and allocated to either of two acupuncture groups: acupuncture at the lung meridian or acupuncture at the heart meridian. The treatment period will last 4 weeks. The Asthma Quality of Life Questionnaire is the primary outcome. The Asthma Control Test, peak expiratory flow rate, forced expiratory volume in 1 s, Montreal Cognitive Assessment, Zung Self-rating Anxiety Scale, and Zung Self-rating Depression Scale will also be used to assess the clinical efficacy of different interventions. Functional magnetic resonance imaging (fMRI) will be performed to detect cerebral activity changes in each group. The clinical data and fMRI data will be analyzed between groups, then, the Pearson correlation analysis will be used to assess the association between the changes of cerebral activity features and the improvement of clinical outcomes in each group.
The present study has been established on the basis of the “meridian–viscera relationship” theory of traditional Chinese medicine and the modern central mechanism of acupuncture. The results of this trial would be useful to identify the efficiency of the specific meridian acupuncture for asthma. The investigation of its central mechanism would further expand knowledge of acupuncture for asthma.
Chinese Clinical Trial Registry, ChiCTR1900027478. Registered on 15 November 2019.
Asthma is a chronic respiratory disease that affects about 300 million people worldwide, and 4.3% of the global population in younger adults (aged 18-45 years). More than 40% of patients with asthma are thought to have persistent symptoms that need long-term controller therapy [1,2,3]. The goals of asthma control are to minimize both the risk of adverse asthma outcomes and the symptom burden . Most patients with mild to moderate asthma can be well controlled by medications such as inhaled corticosteroids, either alone or in combination with a long-acting β2-agonist . However, patients with mild to moderate asthma remain at risk of asthma exacerbations and manifest considerable heterogeneity in asthma symptom control and health-related quality of life . Thus, seeking complementary and alternative interventions attract both practitioners and patients .
Accumulating evidence indicates that acupuncture treatment can both significantly improve asthma-related quality of life (QoL) and lung function and decrease medication dosages for patients with asthma [5,6,7,8,9,10]. A recent meta-analysis including nine randomized controlled trials (RCTs) with a total of 777 patients demonstrated that the symptom response rate of conventional treatments plus acupuncture for asthma is statistically higher than that of conventional treatments alone . These studies suggest that acupuncture may be a promising complementary option for asthma. However, the underlying mechanism of acupuncture for asthma remains unclear, which has limited its application in asthma control.
Although asthma results from airway inflammation, using magnetic resonance imaging (MRI) technique, researchers found that asthma is also characterized by cerebral structural and functional changes in some specific areas/circuits [12,13,14,15,16,17]. For example, using diffusion tensor imaging (DTI), Gao et al. found that patients with asthma show an abnormal structure in multiple white matter networks, including the frontolimbic network, and a significant correlation was found between these abnormal structural findings and clinical symptoms . By functional magnetic resonance imaging (fMRI), these investigators found that patients with asthma manifested increased activity in the anterior cingulate cortex and insula, and the functional alterations in these brain regions are associated with the degree of lung inflammation . These findings remarkably enhance understanding of the central pathophysiological mechanisms of asthma and provide the possibility and necessity to explore the central mechanism of acupuncture for asthma control.
With the guidance of the theory of the meridian–viscera association of traditional Chinese acupuncture, asthma has been recognized as a pulmonary disease, and the lung meridian is the most frequently used meridian for successful treatment of asthma. Therefore, the aims of this study are as follows: (1) to assess the therapeutic effects of acupuncture for persist asthma by comparing acupuncture at a specific meridian (the lung meridian) and nonspecific meridian (e.g., the heart meridian), (2) to explore the potential central mechanism of acupuncture for asthma using fMRI technique, and (3) to investigate the possible correlation between brain activity changes elicited by different acupuncture interventions and symptom and QoL improvements.
This is a randomized controlled neuroimaging trial that will be performed at the First Affiliated Hospital of Chengdu University of Traditional Chinese Medicine (CDUTCM). A total of 48 patients with persistent asthma will be recruited and randomly allocated in a 1:1 ration to either of two acupuncture groups: group A (puncture at acupoints on the lung meridian) and group B (puncture at acupoints on the heart meridian). The treatment period will last 4 weeks. Clinical outcome measurements and fMRI scans will be assessed at baseline and at the end of treatment. The details of the study design are shown in Fig. 1.
The study protocol conforms to the Standard Protocol Items: Recommendations for Interventional Trials (SPIRIT) 2013 statement  and SPIRIT traditional Chinese medicine (TCM) 2018 extension statement . The study has been approved by the First Affiliated Hospital of CDUTCM Institutional Review Board (approval no. 2019KL-045) and is registered with the Chinese Clinical Trial Registry (registration no. ChiCTR1900027478). All participants will provide voluntary written informed consent after a full discussion about the potential benefits and risks before participation. On the consent form, participants will be asked if they agree to use of their data, should they choose to withdraw from the trial. Participants will also be asked for permission for the research team to share relevant data with people from the universities taking part in the research or from regulatory authorities, when relevant. This trial does not involve collecting biological specimens for storage. YSY and XHD will recruit the patients and obtain informed consent before participation.
Patients with asthma will be recruited mainly from the outpatient clinic in the respiratory department of the First Affiliated Hospital of CDUTCM. Potential patients will also be recruited via advertisements, leaflets, and social media. All potential patients with asthma will undergo a physical examination and laboratory tests, such as lung function tests, x-rays, routine blood tests, and blood immune tests (immunoglobulin E). A respiratory physician will make the final diagnosis of potential patients. The diagnosis of asthma will be performed according to Western medicine definition, not using a specific TCM pattern.
Eligible participants should fulfill all of the following criteria: (1) mild to moderate persistent asthma, according to the Chinese guideline for the prevention and management of bronchial asthma (version 2016) ; (2) aged from 18 to 65 years; (3) right-handed; (4) not participating in any other clinical trials in the past 1 month; and (5) signed informed consent.
Patients matching any of the following criteria will be excluded: (1) diagnosed with other lung diseases, such as bronchiectasis, tuberculosis, lung abscess, cystic fibrosis, α1-antitrypsin deficiency, and restrictive lung disease, among others; (2) having aggravating malignant tumors or other clinically significant diseases that would jeopardize patient safety, such as uncontrolled heart failure, severe hypertension, or uncontrolled arrhythmias; (3) asthma occurring only when accidentally exposed to an allergen or chemical sensitizer; (4) being pregnant or lactating or those with childbearing requirements for nearly a half-year; (5) receiving acupuncture for asthma within the last 4 weeks; and (6) having MRI contraindications, such as having a heart pacemaker, having metallic foreign bodies, or having severe claustrophobia, among others.
The sample size calculation of the neuroimaging study is different from that of classic randomized controlled clinical trials. Power analyses for neuroimaging studies rely on assumptions about blood oxygenation level–dependent (BOLD) signal amplitude, smoothness, brain location, and other factors that render principled a priori designations difficult. It has been suggested that for fMRI studies, a minimum sample size (n = 20) should be used in order to obtain 80% power with an error threshold of 0.002 at a single-voxel level . Considering a 20% dropout rate, the sample size in this study was increased to 24 per group, for a total of 48 participants needed.
After the baseline assessment, the eligible participants will be randomly allocated with an equal ratio to their respective groups. To avoid bias in researchers subjective factors, randomization will be implemented by a clinical information management system (Beijing Bioknow Information Science & Technology Co. Ltd., Beijing, China). When participant-recruiting staff members decide to recruit an eligible patient with asthma, they will send the patient’s name, sex, age, and telephone number to this system online. Then, the randomized result will be delivered to the acupuncturists.
Because of the different acupoints in the two groups, the acupuncturists will not be blinded to group allocation. Patients in the two groups will be separated into cubicles to refrain from communication. Outcome assessors and statistical analysts will be blind to the procedure and the results of randomization, group allocation, and intervention.
Subjects receive regular medical therapy (budesonide/formoterol [Symbicort; AstraZeneca, Cambridge, UK] or fluticasone/salmeterol [Seretide; GlaxoSmithKline, Brentford, UK]) as usual while participating in this study, except that changing the asthma control medication is not allowed during this study. On the basis of regular therapy, patients with asthma randomly allocated will receive two different acupuncture treatments: puncture at acupoints on the lung meridian or acupoints on the heart meridian.
According to records in the TCM ancient work Huangdi Neijing, acupuncture points belonging to the lung meridian have a noticeable effect on lung disease. Therefore, we chose the following acupuncture points: Patients in group A will receive manual acupuncture at six acupoints belonging to the lung meridian (bilateral Taiyuan [LU9], Lieque [LU7], Chize [LU5]) with disposable sterile filiform needles (0.25 × 25 mm, 0.35 × 40 mm; Huatuo Medical Instrument Co., Ltd., Suzhou City, China). Patients in group B are the reference group, and they will receive manual acupuncture at six acupoints belonging to the heart meridian (bilateral Shenmen [HT7], Yinxi [HT6], Shaohai [HT3]). The manipulations are as follows: Needles will be inserted into acupoints at a depth of 20–30 mm after skin disinfection using alcohol; acupuncturists will then bidirectionally twist needles by 90–180 degrees, lifting and thrusting needles with the amplitude of 3–5 mm for 1–1.5 Hz to induce deqi sensation. After the deqi sensation is attained, needles will be retained at the acupoints for 30 min. During the 30 min, the above procedures will be manipulated intermittently to maintain the deqi sensation.
Patients in both groups will receive a total of 12 sessions of acupuncture in 4 weeks with 3 sessions per week. All the acupuncture manipulation will be performed by two licensed acupuncturists with at least 3 years of clinical experience.
The acupuncture treatment will be conducted by doctors in the Department of Acupuncture and Tuina School of CDUTCM, with more than 6 years of TCM college education and at least 4 years of clinical experience.
Regular medical therapy
During the study period, all participants will receive regular medical therapies according to the Chinese guideline for the prevention and management of bronchial asthma. Asthma medications such as cromolyn sodium, nedocromil sodium, leukotriene modifiers, and theophylline require a stable dose for 3 months before enrollment. Nasal glucocorticoids and antihistamines require a stable dose for 2 months before enrollment. A short course of antihistamines or nasal corticosteroids is allowed to treat pollinosis. Desensitization treatment in the maintenance period requires a stable dose for at least 1 month before enrollment. During the study, short-term (< 10 days) use of systemic corticosteroids and temporary use of aerosolized therapy (including β2-agonists, anticholinergics, and steroids) and antibiotic therapy were allowed for acute asthma attacks. All medications used need to be maintained at a stable dose throughout the study period. Furthermore, a salbutamol metered-dose inhaler (100 mg per puff) will be provided as rescue medication throughout the trial.
MRI data acquisition
MRI data will be acquired with a 3.0-T MRI scanner (Siemens AG, Erlangen, Germany) at Huaxi Magnetic Resonance Research Center, West China Hospital of Sichuan University, Chengdu, China. All patients will be asked to stay awake, keep their eyes open, and remain still during the fMRI can. The participant’s head should be placed in the head mask, and a sponge will be inserted to strengthen the fixation of the head. The scanning procedure contains a localizer, high-resolution three-dimensional T1-weighted imaging (3D-T1WI), BOLD-fMRI, and a DTI sequence. The 3D-T1WI scanning parameters will be as follows: repetition time (TR)/echo time (TE) = 1900/2.26 ms; slice thickness = 1 mm; slice number = 30; matrix size = 128 × 128; and field of view (FOV) = 256 × 256 mm. The BOLD-fMRI scanning parameters will be as follows: TR/TE = 2000/30 ms; flip angle = 90 degrees; slice number = 30; matrix size = 128 × 128; FOV = 240 × 240 mm; slice thickness = 5 mm; and total volume = 240. The DTI data will be acquired with the following parameters: FOV = 240 × 240 mm; TR/TE = 6800/93 ms; matrix size = 128 × 128; and slice thickness = 3 mm with no gap. Two diffusion-weighted sequences were acquired using gradient values b = 1000 s/mm2 and b = 0 with the diffusion-sensitizing gradients applied in 64 noncollinear directions. All images will be checked by a consultant radiologist at West China Hospital of Sichuan University to exclude unexpected brain lesions in recruits.
The primary outcome measurements are the Asthma Quality of Life Questionnaire (AQLQ)  for assessing health-related impairment of QoL in adult patients with asthma . AQLQ contains 32 items, including 4 domains: activity limitation, symptoms, mental health, and environmental stimuli. It will take 5–10 min for the assessor to complete the AQLQ with each participant.
The secondary outcome measurements include the Asthma Control Test (ACT), the peak expiratory flow rate (PEFR), forced expiratory volume in 1 s (FEV1), Montreal Cognitive Assessment (MoCA), Zung Self-rating Anxiety Scale (SAS), and Zung Self-rating Depression Scale (SDS). The ACT is a questionnaire consisting of five questions with a 5-point scale for each question, and it is validated for assessing asthma control . PEFR and FEV1 are the main and objective monitors for asthma therapy. Furthermore, this trial also selects SAS, SDS, and MoCA as the secondary clinical outcomes to assess the emotional state and general cognitive function for psychological cognition importance in the pathogenesis of the patient’s asthma.
All outcomes will be assessed at baseline and at the end of treatment. An overview of the outcome measurement at different time points is shown in Table 1.
Safety monitoring will be conducted throughout the trial with reporting of adverse events (AEs) and serious adverse events (SAEs) in each participant’s case report form (CRF). All AEs/SAEs will be reported immediately to the study principal investigator and attending physician. Each AE will be recorded separately.
Clinical data will be managed with printed and electronic CRFs. Only outcome assessors have access to CRFs and will perform data double-entry. The researchers will be required to follow the requirements of the CRF and fill in the relevant information in a timely and accurate manner. The evidence-based medicine center of the CDUTCM will be responsible for monitoring the study and data every 3 months and will make the final decision to terminate the trial.
The primary analysis will be conducted on a per-protocol basis. The data analysis will be completed by statisticians who are independent of the research and blind to the group assignments. For nonimaging data, statistical analyses will be conducted using IBM SPSS 23.0 Statistics software (IBM Corporation, Armonk, NY, USA). For clinical information, data will be presented as means with SDs. Student’s t test and the chi-square test will be used to compare group differences at baseline. A paired t test will be used to compare the clinical outcomes within the groups. Analysis of variance and the Kruskal-Wallis test will be used to compare the clinical feature changes between groups. The significance will be set at the 5% level with two-sided tests. The clinical and neuropsychological data, including AQLQ, ACT, MoCA, SAS, and SDS, will be converted to domain z scores for correlational analysis with imaging data.
The MRI data will be preprocessed and analyzed by statistical parametric mapping with SPM12 (http://www.fil.ion.ucl.ac.uk/spm/) and the CONN functional connectivity toolbox 18b (https://web.conn-toolbox.org/) using MATLAB 2014b software (MathWorks, Inc., Natick, MA, USA). The structural MRI data will be analyzed using the VBM toolbox within SPM12. The steps include checking for artifacts, structural abnormalities, and pathologies; image segmenting; normalizing to standard template; and spatial smoothing. The preprocessing steps of fMRI data include slice timing correction; head motion correction; skull stripping using the Brain Extraction Tool BET (https://fsl.fmrib.ox.ac.uk/fsl/fslwiki/BET); coregistration of the anatomical image to the mean functional image; segmentation of the anatomical gray matter, white matter, and cerebrospinal fluid; normalization to the MNI152 standard template; smoothing; and band-pass filtering. After preprocessing, a series of brain activity information, including amplitude of low-frequency fluctuation, group independent component analyses, seed-based functional connectivity, complex network analyses, and dynamic connectivity analyses, will be calculated to investigate the brain response to different treatment. Pearson correlation analysis will be used to assess the association between the changes of cerebral activity features and the improvement of clinical outcomes in each group. Finally, mediation analysis will be employed to detect whether the effect of acupuncture treatment on the symptoms and QoL is mediated through regulating the cerebral function. In the mediation analysis, the acupuncture method is the independent variate (X), the cerebral function is the mediator (M), and the symptoms and QoL alteration are the dependent variates (Y).
Established on the basis of the “meridian–viscera relationship” theory of TCM and modern central mechanism of acupuncture, the present randomized controlled neuroimaging study is the first to explore whether and how specific meridian acupuncture works in improving QoL and symptoms by modulating the altered brain function in patients with asthma.
In recent years, brain imaging techniques were applied to investigate the physiopathology of asthma and revealed structural and functional abnormalities in brain circuits involved in the pathogenesis of asthma [13,14,15,16,17, 25]. These studies provided an approach to investigate the potential mechanism of some interventions for asthma control. Since then, a few longitudinal studies have begun to uncover functional alterations in the brain due to treatment for asthma. For instance, Yu et al.  investigated the spontaneous brain activity with resting-state fMRI before and after cognitive behavioral therapy (CBT) in adult patients with asthma. They reported that the beneficial effects of CBT on asthma control were associated with the reversed abnormal spontaneous brain activity in the bilateral occipital lobe and sensorimotor cortex.
Central integration has been considered as an essential mechanism acupuncture’s therapeutic effect since the 1970s [27, 28]. In the past 20 years, with the aid of functional brain imaging techniques such as fMRI, positron emission tomography, electroencephalography, and magnetoencephalography , investigators have mapped the cerebral regions/circuits/networks participating in acupuncture effects for treating neuropathies [30,31,32,33], gastrointestinal disorders [34,35,36], and motor diseases [37, 38]. These studies provided abundant visual evidence for understanding the central mechanism of acupuncture.
Although acupuncture-related neuroimaging studies of patients with asthma have not yet been conducted, the proven central pathological features of asthma and the rich experience of acupuncture neuroimaging studies provide a basis for investigating the central mechanism of acupuncture in the treatment of asthma in this study.
This study is concerned with the relative specificity of the “meridian–viscera correlation” and is expected to provide evidence for the optimization of acupuncture treatment for asthma. In traditional meridian theories, “meridian–viscera correlation” is an essential principle for acupuncture in the treatment of viscera-related diseases . It means that each meridian pertains to some specific viscera and connects with several viscera. When the viscera are affected, the acupoints on the related meridian can be selected for the affected viscera. For example, the lung meridian pertains to the lung, so the acupoints on the lung meridian can be used for lung diseases. The “meridian–viscera correlation” theory has also been proven by modern clinic trials. Our previous RCT demonstrated that, compared with the acupoint on the gallbladder meridian, acupuncture at the stomach meridian showed a better effect in improving QoL and relieving symptoms for patients with functional dyspepsia (FD) , indicating that the stomach meridian is the best choice for treating stomach disease. Our later neuroimaging studies  also demonstrated that puncturing at the acupoints on the stomach meridian elicited wider and more remarkable positive modulation in the abnormal cerebral function in patients with FD than that seen for acupoints on the gallbladder meridian. So, this study focuses on the difference in efficacy and cerebral responses resulting from different acupuncture interventions and tries to provide evidence for the “meridian–viscera correlation” theory.
Quality control program
The quality control program is the precondition for the reliability of our results. Our previous study indicated that strict quality control plays an essential role in the guarantee of high repeatability in acupuncture neuroimaging studies . Accordingly, we designed a quality control program focused on the homogeneity of participants, standardization of fMRI scans, and strictness of acupuncture procedures to improve the reproducibility and reliability of the results.
First, one of the important considerations in the neuroimaging study is that the neural activity in humans is highly variable. The connectivity topology of the brain can be influenced by potentially confounding factors such as age , sex , handedness , and even mental state . Hence, rigorous inclusion/exclusion criteria at the stage of participant enrollment will be established in this study. For example, patients with asthma will be restricted to ages between 40 and 65 years and to being right-handed to guarantee the homogeneity of the clinical population. Concurrently, the SAS and SDS scores will be recorded to evaluate the patients’ psychological state and exclude patients with severe anxiety and depression.
The sensitivity to subject motion is another challenge in fMRI studies . Even the slightest source of artifact, such as physiological fluctuations (respiration and cardiac fluctuations) as well as head motion, can highly influence the final estimate of connectivity. Hence, the patients will be asked to stay awake, keep their eyes open, and remain still at the stage of the fMRI scan. To eliminate possible head motion, the participant’s head should be placed in the head mask, and a sponge will be inserted to strengthen the fixation of the head.
Finally, the acupuncture manipulation will be performed by two experienced acupuncturists with a strict and standard operative procedure. The deqi sensation will be evaluated and recorded with a visual analogue scale after each acupuncture treatment.
The limitations of this study lie primarily in the seasonality of asthma attacks  and the diversity of routine medical treatment for patients with asthma . Thus, inconsistency of regular treatments for asthma may confound our results.
In summary, this fMRI trial is designed to investigate the clinical and cerebral activity changes evoked by different meridians (the acupoints on the lung meridian vs. the acupoints on the heart meridian) in patients with mild to moderate persistent asthma and to explore the associations between the cerebral activity changes and clinical variable changes. The results of this trial will help to provide the optimal adjunctive therapeutic approach for improving the QoL of adults with persistent asthma and provide visual evidence for the clinical application of acupuncture for asthma management.
This trial was registered with the Chinese Clinical Trial Registry (www.chictr.org.cn) on 15 November 2019 (registration number ChiCTR1900027478; protocol version 2.0). The patient recruitment of this trial has begin on 1 December 2019, 16 patients with asthma have been enrolled up to now (12 May 2020).
Asthma Control Test
Asthma Quality of Life Questionnaire
Blood oxygenation level-dependent
Cognitive behavioral therapy
Chengdu University of Traditional Chinese Medicine
Case report form
Diffusion tensor imaging
Three-dimensional T1-weighted imaging
- FEV1 :
Forced expiratory volume in 1 s
Field of view
Montreal Cognitive Assessment
Magnetic resonance imaging
Peak expiratory flow rate
Quality of life
Randomized controlled trial
Serious adverse event
Zung Self-rating Anxiety Scale
Zung Self-rating Depression Scale
Traditional Chinese medicine
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We thank Qingsong Huang, Yan Dong, Rong Pu, Wei Xiao, Wujun Wang, and Jianyun Jiang, Department of Respiratory Medicine, Hospital of Chengdu University of Traditional Chinese Medicine, for help with participant enrollment.
The trial is financially supported by the National Key Research and Development Program (Nos. 2018YFC1704600, 2018YFC1704605) and the China Postdoctoral Science Foundation (No. 2019M663454).
Ethics approval and consent to participate
This study will be performed according to the guidance and principles of the Declaration of Helsinki. Ethics approval for this trial has been granted by the First Affiliated Hospital of CDUTCM Institutional Review Board (approval no. 2019KL-045). All participants will provide voluntary written informed consent after a full discussion about the potential benefits and risks before participation.
Consent for publication
The authors declare that they have no competing interests.
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Yu, S., Dong, X., Sun, R. et al. Effect of acupuncture and its influence on cerebral activity in patients with persistent asthma: study protocol for a randomized controlled clinical trial. Trials 21, 406 (2020). https://doi.org/10.1186/s13063-020-04319-w
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