Skip to main content

Table 2 ACE checklist for the main report

From: The adaptive designs CONSORT extension (ACE) statement: a checklist with explanation and elaboration guideline for reporting randomised trials that use an adaptive design

Section/ Topic

Item No

Standard CONSORT 2010 checklist item

Extension for adaptive design randomised trials

Page No

Title and abstract

1a

Identification as a randomised trial in the title

  

1b

Structured summary of trial design, methods, results, and conclusions (for specific guidance see CONSORT for abstracts) [136, 137]

Structured summary of trial design, methods, results, and conclusions (for specific guidance see ACE for abstracts, Table 3)

 

Introduction

    

Background and objectives

2a

Scientific background and explanation of rationale

  

2b

Specific objectives or hypotheses

  

Methods

    

Trial design

3a

Description of trial design (such as parallel, factorial) including allocation ratio

  

3b«a

 

Type of adaptive design used, with details of the pre-planned trial adaptations and the statistical information informing the adaptations

 

3c«3bb

Important changes to methods after trial commencement (such as eligibility criteria), with reasons

Important changes to the design or methods after trial commencement (such as eligibility criteria) outside the scope of the pre-planned adaptive design features, with reasons

 

Participants

4a

Eligibility criteria for participants

  

4b

Settings and locations where the data were collected

  

Interventions

5

The interventions for each group with sufficient details to allow replication, including how and when they were actually administered

  

Outcomes

6ab

Completely defined pre-specified primary and secondary outcome measures, including how and when they were assessed

Completely define pre-specified primary and secondary outcome measures, including how and when they were assessed. Any other outcome measures used to inform pre-planned adaptations should be described with the rationale

 

6bb

Any changes to trial outcomes after the trial commenced, with reasons

Any unplanned changes to trial outcomes after the trial commenced, with reasons

 

Sample size and operating characteristics

7ab

How sample size was determined

How sample size and operating characteristics were determined

 

7bc

When applicable, explanation of any interim analyses and stopping guidelines

Pre-planned interim decision-making criteria to guide the trial adaptation process; whether decision-making criteria were binding or non-binding; pre-planned and actual timing and frequency of interim data looks to inform trial adaptations

 

Randomisation

   

Sequence generation

8a

Method used to generate the random allocation sequence

  

8bb

Type of randomisation; details of any restriction (such as blocking and block size)

Type of randomisation; details of any restriction (such as blocking and block size); any changes to the allocation rule after trial adaptation decisions; any pre-planned allocation rule or algorithm to update randomisation with timing and frequency of updates

 

Allocation concealment mechanism

9

Mechanism used to implement the random allocation sequence (such as sequentially numbered containers), describing any steps taken to conceal the sequence until interventions were assigned

  

Implementation

10

Who generated the random allocation sequence, who enrolled participants, and who assigned participants to interventions

  

Blinding

11a

If done, who was blinded after assignment to interventions (for example, participants, care providers, those assessing outcomes) and how

  

11b

If relevant, description of the similarity of interventions

  

11ca

 

Measures to safeguard the confidentiality of interim information and minimise potential operational bias during the trial

 

Statistical methods

12ab

Statistical methods used to compare groups for primary and secondary outcomes

Statistical methods used to compare groups for primary and secondary outcomes, and any other outcomes used to make pre-planned adaptations

 

12b«a

 

For the implemented adaptive design features, statistical methods used to estimate treatment effects for key endpoints and to make inferences

 

12c«12b

Methods for additional analyses, such as subgroup analyses and adjusted analyses

  

Results

    

Participant flow (a diagram is strongly recommended)

13ab

For each group, the numbers of participants who were randomly assigned, received intended treatment, and were analysed for the primary outcome

For each group, the numbers of participants who were randomly assigned, received intended treatment, and were analysed for the primary outcome and any other outcomes used to inform pre-planned adaptations, if applicable

 

13b

For each group, losses and exclusions after randomisation, together with reasons

  

Recruitment and adaptations

14ab

Dates defining the periods of recruitment and follow-up

Dates defining the periods of recruitment and follow-up, for each group

 

14bd

Why the trial ended or was stopped

See expanded E&E text for clarification

 

14ca

 

Specify what trial adaptation decisions were made in light of the pre-planned decision-making criteria and observed accrued data

 

Baseline data

15a«15d

A table showing baseline demographic and clinical characteristics for each group

See expanded E&E text for clarification

 

15ba

 

Summary of data to enable the assessment of similarity in the trial population between interim stages

 

Numbers analysed

16d

For each group, number of participants (denominator) included in each analysis and whether the analysis was by original assigned groups

See expanded E&E text for clarification

 

Outcomes and estimation

17ad

For each primary and secondary outcome, results for each group, and the estimated effect size and its precision (such as 95% confidence interval)

See expanded E&E text for clarification

 

17b

For binary outcomes, presentation of both absolute and relative effect sizes is recommended

  

17ca

 

Report interim results used to inform interim decision-making

 

Ancillary analyses

18

Results of any other analyses performed, including subgroup analyses and adjusted analyses, distinguishing pre-specified from exploratory

  

Harms

19

All important harms or unintended effects in each group (for specific guidance see CONSORT for harms) [138]

  

Discussion

    

Limitations

20d

Trial limitations, addressing sources of potential bias, imprecision, and, if relevant, multiplicity of analyses

See expanded E&E text for clarification

 

Generalisability

21d

Generalisability (external validity, applicability) of the trial findings

See expanded E&E text for clarification

 

Interpretation

22

Interpretation consistent with results, balancing benefits and harms, and considering other relevant evidence

  

Other information

   

Registration

23

Registration number and name of trial registry

  

Protocol

24a«24

Where the full trial protocol can be accessed

  

SAP and other relevant trial documents

24ba

 

Where the full statistical analysis plan and other relevant trial documents can be accessed

 

Funding

25

Sources of funding and other support (such as supply of drugs), role of funders

  
  1. “X« Y” means original CONSORT 2010 item Y has been renumbered to X;
  2. “X«” means item reordering resulted in new item X replacing the number of the original CONSORT 2010″ item X”;
  3. ACE Adaptive designs CONSORT Extension, E&E explanation and elaboration, SAP statistical analysis plan
  4. aNew items that should only be applied in reference to ACE;
  5. bModified items that require reference to both CONSORT 2010 and ACE;
  6. cReplacement (modified) item that only requires reference to ACE;
  7. dItem wording remains unchanged in reference to CONSORT 2010 but we expanded the ACE explanatory text to clarify additional considerations for certain adaptive designs. These unchanged items require reference to CONSORT 2010 except for item 14b