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Table 1 Surveys looking globally at trial monitoring practices

From: Sharing interim trial results by the Data Safety Monitoring Board with those responsible for the trial’s conduct and progress: a narrative review

Year of survey

Reference

Sampling frame

Number of people to whom survey was sent (n) and survey response rate

Number of people (n) who answered the question related to interim data or results sharing

Results

Interpretation of their results

1993

[12]

Trialists from the NIH for the USA

n = 12

Response rate: 100%

n = 12

Quantitative results are unclear

Only qualitatively reported as: “DMC reports are confidential, with access to DMC members and selected institute staff.”

Respondents from the NIH support that DSMB reports are to be confidential and privy only to DSMB members with access also granted to selected NIH US staff.

1993

[11]

Directors of the statistical centres from 12 cancer cooperative groups sponsored by the NCI in the USA

n = 13

Response rate: 100%

First question about reporting interim results by treatment regimen: n = 9

Second question related to non-DSMB member access to interim data reports: n = 10

First question: 0% of the respondents (0) indicated that NCI groups provided unmasked outcome reports to the participants.

Second question: 70% of the respondents (7) indicate interim data reports are not accessed by non-DSMB members

The majority of respondents indicate interim data reports are not accessed by non-DSMB members.

2000

[5]

Trialists from completed trials

n = 45

Response rate: 62%

Unclear

Quantitative results are unclear

Only qualitatively reported as: “Views on sharing the interim information with other DMCs were consistent; the investigators were not enthusiastic about the DMC consulting others”

Based on the qualitative reporting it appears that investigators are not supportive of DSMB consulting others outside of the DSMB.

2002

[5]

Trialists from ongoing trials

n = 40

Response rate: 80%

n = 20

50% of respondents (10) agree with the DSMB sharing interim data or results, if it is necessary, with non-DSMB members

• Many of these 10 respondents said it should be done if there was a safety concern

• 1 respondent from this group felt it was acceptable to share safety but not efficacy data

• 2 respondents from this group felt that the SC should make the decision if the DSMB were to share data or results on an individual basis 30% of respondents (6) have no provision for the DSMB sharing data or results with non-DSMB members

• 1 respondent from this group indicated that the need to share should be dealt with by the SC on an ad hoc basis 20% of respondents (4) disagree with the DSMB interim data or results sharing with non-DSMB members

• 1 respondent from this group indicated that the DSMB can seek external advice but not share interim data or results

Variation and disagreement in the responses about whether the DSMB should share interim data or results with non-DSMB members. The largest group of respondents (50%) agree with DSMBs sharing interim data or results with non-DSMB members when it is necessary, particularly for safety.

2001/2002

[5]

Review of DSMB policies of major funders of trials, regulatory agencies and other relevant organisations related to trial research

n = 25

Response rate:100%

n = 17

All the respondents indicated that some non-DSMB members had access to interim data or results. Who had access to interim data or results was as follows:

41% of respondents (7) indicated that everyone has access to interim data or results except the participants

35% of respondents (6) indicated that key institute staff has access to interim data or results

• 1 respondent from this group said there was also provision for interim data to be seen occasionally and confidentially by the DSMB of another trial

18% of respondents (3) indicated that only the trial statistician and the DSMB had access to interim data or results

6% of respondents (1) allow data centre personnel to access interim data or results

All respondents from major agencies that are involved in trials indicate that interim data or results are shared with certain non-DSMB members. The largest minority of respondents (41%) indicate interim data/results are shared with everyone except the participants.

2011

[13]

PIs and biostatisticians on DSMBs and IRB community representatives

Total n = 309

Response rate:

31% from PIs

51% for biostatisticians

40% from IRB community members

n = 246

PIs = 152

Biostatisticians = 40

IRB community members = 54

• 100% of Biostatisticians (40) indicate that sponsor should be masked to interim data or results

• 78.3% of PIs (119) indicate that the sponsor should be masked to interim data or results

• 63.0% of IRB community members (34) indicate that the sponsor should be masked to interim data or results

The majority of PIs and biostatisticians on DSMBs and IRB community representatives believe that the sponsor should be masked to interim data or results.

Details about sharing with other non-DSMB members were not discussed

  1. IRB Institutional Review Board, NCI National Cancer Institute, NIH National Institutes of Health for the USA, SC Steering Committee, PI Principal Investigator, UK United Kingdom