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Table 2 Inclusion and exclusion criteria

From: Comparison of posterior foraminotomy and anterior foraminotomy with fusion for treating spondylotic foraminal stenosis of the cervical spine: study protocol for a randomized controlled trial (ForaC)

Inclusion criteria

Age between 18 and 80 years

Cervical spondylotic foraminal stenosis causing radiculopathy of C5, C6, or C7 and requiring decompression of ≤2 neuroforaminae

Radiculopathy is defined as pain, paralysis or paresthesia in corresponding nerve root distribution areas of C5, C6, or C7, and must include at least arm or shoulder pain with minimum of 30 mm on a 100 mm visual analog scale

Neck Disability Index score ≥30 out of 100

Unresponsive to non-operative treatment for six weeks or presence of progressive symptoms or signs of nerve root compression in the face of conservative treatment

Spondylotic foraminal stenosis (determined by magnetic resonance imaging and computed tomography) at treatment level correlating to primary symptoms

Appropriate candidate for treatment using either of:

   Anterior approach via ventral discectomy and fusion

   Posterior approach via foraminotomy, as described by Frykholm

Psychosocially, mentally, and physically able to fully comply with this protocol, including adhering to scheduled visits, treatment plan, completing forms, and other study procedures

Personally signed and dated informed consent document prior to any study-related procedures, indicating that the patient has been informed of all pertinent aspects of the trial

Clinical exclusion criteria

Previous cervical spinal surgery at index level

Lumbar or thoracic spinal disease to the extent that surgical consideration is probable or anticipated within 6 month after the cervical surgical treatment

Upper extremity degenerative joint diseases (that is, shoulder) to the extent that:

   Surgical consideration is likely or anticipated within 6 month after the cervical surgical treatment

   Resulting pain is chronic (>3 month)

Axial neck pain in the absence of other symptoms of radiculopathy justifying the need for surgical intervention

Myelopathy

Neoplasia as the source of symptoms

Fixed or permanent neurological deficit unrelated to the cervical disc disease

Disease or conditions that preclude accurate clinical evaluation (for example, neuromuscular disorders)

Active or chronic infection, systemic or local

Systemic disease, including HIV, AIDS, or hepatitis

Active malignancy defined as a history of any invasive malignancy, except non-melanoma skin cancer, unless the patient has been treated with curative intent and there have been no clinical signs or symptoms of the malignancy for a minimum of 5 years

Paget’s disease, osteomalacia, or any other metabolic bone disease

Autoimmune disorder that impacts the musculoskeletal system (that is, lupus, rheumatoid arthritis, or ankylosing spondylitis)

Acute episode or major mental illness (psychosis, major affective disorder or schizophrenia)

Physical symptoms without a diagnosable medical condition to account for the symptoms, which might indicate symptoms of psychological rather than physical origin

Recent or current history of substance abuse (drugs, alcohol, narcotics, recreational drugs)

Anticipated long-term use of systemic steroid medications postoperatively

Radiological exclusion criteria

Symptomatic spondylotic foraminal stenosis, considered for surgical intervention, with contralateral asymptomatic spondylotic foraminal stenosis at the same level with equal or higher extent, as shown by computed tomography

Cervical disc herniation or central canal stenosis causing radiculopathy or clinical myelopathy

Myelopathy, as shown by magnetic resonance imaging

Marked cervical instability on flexion or extension radiographs defined as:

   Translation >3 mm or

   Angulation >20°

Kyphotic segmental angulation >11° at treatment or adjacent levels

VARIA

Patient is currently pursuing personal litigation related to spinal diseases

Prisoner or ward of the state

Patient has used another investigational drug or device within the 30 days prior to surgery